Kristi Lee Sorensen
Investment Adviser Representative at Summit Global Investments, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kristi Lee Sorensen is an investment adviser representative with Summit Global Investments, LLC in Talmage, UT, where they have been registered since 2023. They have worked in the securities industry since 2004 and have been registered with 3 firms, including Transamerica Financial Advisors, Inc. and Investment Advisors International, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Texas and Utah.
Registrations & licenses
- Investment adviser:
- Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Sorensen Welding, Inc.May 2000 – Oct 2022Talmage, UT
- Transamerica Financial Advisors, IncJan 2012 – Jul 2023Draper, UT
- RIZSep 2021 – Dec 2021Talmage, UT
- Rain InternationalAug 2021 – Nov 2021Orem, UT
- Summit Global Investments, Inc.Jul 2023 – no end date reportedBountiful, UT
- Verity Investments, Inc.Aug 2023 – Nov 2023Durham, NC
- World Financial Group, Inc.Jul 2004 – Oct 2023Johns Creek, GA
- Solex Global LLCJun 2021 – no end date reportedTalmage, UT
- Summit Global Investments, LLCJul 2023 – no end date reportedTalmage, UT
- Kristi L SorensenAug 2023 – no end date reportedTalmage, UT
- Equity Services, Inc.Aug 2025 – no end date reportedMontpelier, VT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Summit Global Investments, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
- Other
- Less than $500,0002.00%
- $500,000 to $999,9991.70%
- $1,000,000 and above1.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Global equity, enhanced global income, alternative strategies, U.S. large cap equity, U.S. small cap core equity strategies; mutual funds and ETFs
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 98
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Bountiful, UT
- SEC file number:
- 801-76631
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 24, 2026
View full firm profileOther advisors at Summit Global Investments, LLC
Showing 12 of 98 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristi Lee Sorensen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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