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Kristin Anne Josephs

Investment Adviser Representative at SEI INVESTMENTS MANAGEMENT CORP

Royersford, PACRD #5848619Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kristin Anne Josephs has worked in the securities industry since 2011. They are registered to provide investment advisory services in Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/16/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 7/18/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/14/2011
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/21/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SEI Investments Management Corp Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEI INVESTMENTS DISTRIBUTION CO.Current
7/30/2014Royersford, PA
SEI INVESTMENTS MANAGEMENT CORPCurrent
7/30/2014Oaks, PA
STRATEGIC ADVISERS, INC.
2/26/20147/10/2014Bridgewater, NJ

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristin Anne Josephs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Kristin Anne Josephs - Financial Advisor in Royersford, PA | AdvisorFinder