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Kristin Lynn Rogers

Investment Adviser Representative at CGN ADVISORS, LLC

St Michael, MNCRD #3098023Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MinnesotaSouth Dakota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/25/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 8/24/1998
Series 7
General Securities Representative Examination
Passed 9/21/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

CGN Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CGN ADVISORS, LLCCurrent
5/20/2014St Michael, MN
MML INVESTORS SERVICES, LLC
12/4/201312/31/2013Minneapolis, MN

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristin Lynn Rogers has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Kristin Lynn Rogers - Financial Advisor in St Michael, MN | AdvisorFinder