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Kristina Lynn Saperston

Investment Adviser Representative at SAPERSTON LEGACY ADVISORS, INC.

Hamburg, NYCRD #4403872Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kristina Lynn Saperston has worked in the securities industry since 2009. They have passed the Series 99, 65, 63, and 7 examinations. They are registered to provide investment advisory services in Florida, New York, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaNew YorkTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/12/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 6/23/2009
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/11/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Saperston Legacy Advisors, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAPERSTON LEGACY ADVISORS, INC.Current
8/13/2021Hamburg, NY
BRIGHTON SECURITIES CORP.
10/23/201812/31/2025Sarasota, FL
SAPERSTON ASSET MANAGEMENT, INC.
9/26/201610/29/2018Sarasota, FL

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SAPERSTON LEGACY ADVISORS, INC.

3 other advisors in the directory

View SAPERSTON LEGACY ADVISORS, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristina Lynn Saperston has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Kristina Lynn Saperston - Financial Advisor in Hamburg, NY | AdvisorFinder