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KP

Kristina Pauline Keck

Investment Adviser Representative at GALLAGHER FIDUCIARY ADVISORS, LLC

San Francisco, CACRD #3118521Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kristina Pauline Keck has worked in the securities industry since 1999. They have passed the Series 66, 63, 24, 7, and 6 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/18/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 2/15/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/21/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/15/1998
Series 24
General Securities Principal Examination
Passed 11/9/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Gallagher Fiduciary Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GALLAGHER FIDUCIARY ADVISORS, LLCCurrent
10/2/2025San Francisco, CA
LPL FINANCIAL LLC
5/12/202310/6/2025San Francisco, CA
GLOBAL RETIREMENT PARTNERS LLC
9/17/201410/6/2025San Francisco, CA
FINANCIAL TELESIS, INC.
3/21/201311/17/2014San Francisco, CA
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
3/10/20111/24/2013Santa Rosa, CA
LPL FINANCIAL LLC
9/8/20095/6/2011Santa Rosa, CA
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
1/18/200610/13/2009Santa Rosa, CA
ASSOCIATED SECURITIES CORP.
1/26/20069/8/2009Santa Rosa, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristina Pauline Keck has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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