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Kristina R Baron

Investment Adviser Representative at OXFORD FINANCIAL GROUP, LTD

Carmel, INCRD #5276909Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
10 yrs
States Registered
5 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 5 states
FloridaIllinoisIndianaOhioTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/18/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 2/20/2007
SIE
Securities Industry Essentials Examination
Passed 5/26/2016
Series 7
General Securities Representative Examination
Passed 5/16/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Oxford Financial Group, Ltd Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OXFORD FINANCIAL GROUP, LTDCurrent
7/18/2016Carmel, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristina R Baron has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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