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Kristopher Shea Abernethy

Investment Adviser Representative at SALEM INVESTMENT COUNSELORS INC

WINSTON SALEM, NCCRD #4971818Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
12 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
North Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/20/2014
Series 63
Uniform Securities Agent State Law Examination
Passed 9/30/2005
Series 7
General Securities Representative Examination
Passed 8/23/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

SALEM INVESTMENT COUNSELORS INC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

H.D. VEST INVESTMENT SERVICES
8/7/2008 – 12/31/2010WINSTON SALEM, NC
AIG RETIREMENT ADVISORS, INC.
8/24/2007 – 8/13/2008DURHAM, NC
H.D. VEST INVESTMENT SERVICES
8/24/2005 – 8/27/2007KERNERSVILLE, NC

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kristopher Shea Abernethy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.