Kyle Alexander Codey
Investment Adviser Representative at Oppenheimer & Co. Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Kyle Alexander Codey is an investment adviser representative with Oppenheimer & Co. Inc. in Stamford, CT, where they have been registered since 2023. They have worked in the securities industry since 2018 and have been registered with 3 firms, including Prudential Financial Planning Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 28
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
18 states and territories
California, Connecticut, Florida, Georgia, Illinois, Kentucky, Maine, Maryland, Massachusetts, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Vermont, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD AmeritradeOct 2017 – Apr 2018Fort Worth, TX
- Fairfax County Supervisor John CookMar 2016 – Jul 2017Burke, VA
- UnemployedJul 2017 – Oct 2017Summit, NJ
- Charles Schwab & Co., Inc.Jul 2018 – Oct 2019Fort Worth, TX
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2019 – Feb 2022New York, NY
- BANK OF America, N.A.May 2020 – Feb 2022New York, NY
- Pruco Securities, LLC.Feb 2022 – Apr 2023New York, NY
- Prudential Insurance Company of AmericaFeb 2022 – Apr 2023New York, NY
- Oppenheimer & Co. Inc.May 2023 – no end date reportedStamford, CT
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Oppenheimer & Co. Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
- Firm account minimum
- $10,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,148
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-887
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Oppenheimer & Co. Inc.
Showing 12 of 1,148 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kyle Alexander Codey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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