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KJ

Kyle James Rizzo

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Englewood, COCRD #6726021Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Kyle James Rizzo is an investment adviser representative with Northwestern Mutual Investment Services,llc in Englewood, CO, where they have been registered since 2026. They have worked in the securities industry since 2017 and were previously registered with Foresters Advisory Services, LLC. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Colorado.

Office

304 Inverness Way S, Ste 165
Englewood, CO 80112

Advisors at this office: 7

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado
Broker:
1 state or territory

Colorado

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/10/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 2/16/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/29/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/6/2017
Series 51
Municipal Fund Securities Principal Examination
Passed 12/22/2018
Series 24
General Securities Principal Examination
Passed 7/6/2018
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 3/22/2018

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
2/3/2026 – Englewood, CO
Northwestern Mutual Investment Services,llc
9/25/2019 – 12/31/2025Milwaukee, WI
Foresters Advisory Services, LLC
1/22/2018 – 6/20/2019Denver, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Foresters Financial
    Mar 2018 – Jun 2019Denver, CO
  2. Foresters Financial
    Jan 2017 – Feb 2018East Hartford, CT
  3. Student
    Aug 2012 – Dec 2016New Britain, CT
  4. Glendon Babcock
    Sep 2019 – Jun 2024Englewood, CO
  5. Northwestern Mutual Investment Services LLC
    Sep 2019 – no end date reportedEnglewood, CO
  6. Jangle Holdings and Insurance Services, LLC
    Jun 2024 – no end date reportedEnglewood, CO

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Englewood, CO

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Kyle James Rizzo has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Kyle James Rizzo in Englewood, CO - Fees & Credentials