Lami M Harmon
Investment Adviser Representative at Vestwell Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lami M. Harmon is an investment adviser representative with Vestwell Advisors LLC in Denver, CO, where they have been registered since 2026. They have worked in the securities industry since 2010 and have been registered with 3 firms, including Morgan Stanley and Advised Assets Group, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Colorado.
Registrations & licenses
- Investment adviser:
- Colorado
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Jackson National LIFE DistributorsSep 2010 – Nov 2018Denver, CO
- UnemployedNov 2018 – Apr 2019Denver, CO
- Transamerica Capital IncApr 2019 – Oct 2020Denver, CO
- GWFS Equities, IncDec 2020 – Nov 2021Greenwood Village, CO
- Morgan Stanley Smith Barney LLCDec 2021 – Dec 2023Denver, CO
- Vestwell Securities, LLCJul 2026 – no end date reportedNew York, NY
- VestwellFeb 2024 – no end date reportedNew York, NY
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vestwell Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 8
- Offices listed on AdvisorFinder:
- 1
- Main office:
- New York, NY
- SEC file number:
- 801-107981
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at Vestwell Advisors LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lami M Harmon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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