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Lance Robert Ray

Investment Adviser Representative at BELLWETHER INVESTMENT GROUP, LLC

Holly Springs, NCCRD #3066927Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lance Robert Ray has worked in the securities industry since 1998. They have passed the Series 63, 31, 24, 7, and 6 examinations. They are registered to provide investment advisory services in North Carolina and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/28/1998
SIE
Securities Industry Essentials Examination
Passed 9/19/2016
Series 31
Futures Managed Funds Examination
Passed 10/5/2004
Series 7
General Securities Representative Examination
Passed 2/2/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/26/1998
Series 24
General Securities Principal Examination
Passed 12/15/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Bellwether Investment Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BELLWETHER INVESTMENT GROUP, LLCCurrent
9/1/2016Holly Springs, NC
CANTELLA & CO., INC.
9/29/20069/19/2016Holly Springs, NC

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View BELLWETHER INVESTMENT GROUP, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lance Robert Ray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Lance Robert Ray - Financial Advisor in Holly Springs, NC | AdvisorFinder