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Larry Clifford Dogs

Investment Adviser Representative at Gradient Wealth Management

Mayville, WICRD #2215488Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
34 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Larry Clifford Dogs is an investment adviser representative with Gradient Wealth Management in Mayville, WI, where they have been registered since 2015. They have worked in the securities industry since 1992 and have been registered with 5 firms, including Gradient Advisors, LLC and HAHN Financial Group, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania and Wisconsin.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania, Wisconsin
Broker:
4 states and territories

Florida, Missouri, Pennsylvania, Wisconsin

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/1/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 2/21/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/6/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/21/1992

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Gradient Wealth ManagementCurrent
2/5/2015 – Mayville, WI
Gradient Advisors, LLC
10/22/2014 – 2/3/2015Mayville, WI
HAHN Financial Group, Inc.
1/29/2014 – 9/15/2014Mayville, WI
Oneamerica Securities, Inc.
1/19/2011 – 1/23/2014Mayville, WI
Princor Financial Services Corporation
2/1/2005 – 12/31/2010Mayville, WI

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Gradient Securities, LLC
    Jan 2014 – no end date reportedArden Hills, MN
  2. Guidance Insurance & Brokerage Services, LLC
    Sep 2014 – no end date reportedMayville, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Gradient Wealth Management

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPension ConsultingSelection of Other Advisers
Firm areas of expertise
Independent Financial ServicesFinancial Professionals

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$500M–$1B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
67
Offices listed on AdvisorFinder:
24
Main office:
Arden Hills, MN
SEC file number:
801-80807

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 13, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Larry Clifford Dogs has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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