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Lauren Ann Gidley

Investment Adviser Representative at EXODUS WEALTH, LLC

Williamsville, NYCRD #1951920Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lauren Ann Gidley has worked in the securities industry since 1989. They have passed the Series 66, 65, 63, 31, 24, and 7 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/14/2011
Series 65
Uniform Investment Adviser Law Examination
Passed 9/3/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 6/9/1989
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 1/25/2003
Series 7
General Securities Representative Examination
Passed 5/20/1989
Series 24
General Securities Principal Examination
Passed 7/2/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $500,0002.00%
$500,001 to $750,0001.50%
$750,001 to $1,000,0001.35%
$1,000,000+1.20%
Source

Exodus Wealth, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EXODUS WEALTH, LLCCurrent
1/6/2020Williamsville, NY
FORTUNE FINANCIAL SERVICES, INC.Current
2/24/2017Williamsville, NY
PROSPERITY WEALTH MANAGEMENT, INC.
2/27/201712/31/2019Williamsville, NY
FIRST ALLIED ADVISORY SERVICES, INC.
7/2/20122/13/2017Williamsville, NY
FIRST ALLIED SECURITIES, INC.
7/10/20127/10/2012Williamsville, NY
FIRST ALLIED SECURITIES, INC.
8/17/20117/2/2012Williamsville, NY
BROOKSTREET CAPITAL MANAGEMENT
5/25/20047/3/2007Williamsville, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lauren Ann Gidley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Lauren Ann Gidley - Financial Advisor in Williamsville, NY | AdvisorFinder