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Lauren Kuhn Crosby

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mandeville, LACRD #5127607Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
40 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 40 states
AlabamaArizonaArkansasCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaKansasKentuckyLouisianaMarylandMassachusettsMichiganMississippiMissouriMontanaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/1/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 4/23/2007
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/27/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
2/3/2016 – Mandeville, LA
CAPITAL ONE SECURITIES, INC.
7/13/2010 – 1/6/2016New Orleans, LA
MORGAN STANLEY SMITH BARNEY
6/1/2009 – 7/21/2010New Orleans, LA
CITIGROUP GLOBAL MARKETS INC.
1/23/2008 – 6/1/2009New Orleans, LA
CAPITAL ONE INVESTMENTS, LLC
6/29/2006 – 12/5/2007Mandeville, LA

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lauren Kuhn Crosby has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lauren Kuhn Crosby - Financial Advisor in Mandeville, LA | AdvisorFinder