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Lauren Levy

Investment Adviser Representative at MML Investors Services, LLC

Knoxville, TNCRD #7131834Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lauren Levy is an investment adviser representative with MML Investors Services, LLC in Knoxville, TN, where they have been registered since 2025. They have worked in the securities industry since 2019 and have been registered with 3 firms, including LPL Financial LLC and Northwestern Mutual Investment Services, LLC. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Tennessee.

Office

1225 Weisgarber Rd., Ste. 180
Knoxville, TN 37909

Advisors at this office: 6

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Tennessee
Broker:
1 state or territory

Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/1/2019
Series 7
General Securities Representative Examination
Passed 5/6/2022
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/29/2019
SIE
Securities Industry Essentials Examination
Passed 6/22/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MML Investors Services, LLCCurrent
4/21/2025 – Knoxville, TN
LPL Financial LLC
5/15/2024 – 12/20/2024Knoxville, TN
Northwestern Mutual Investment Services, LLC
6/29/2019 – 5/24/2024Minnetonka, MN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Glenbard East High School
    Jul 2017 – Jun 2018Lombard, IL
  2. Sunrise Mountain High School
    Jul 2016 – Jun 2017Peoria, AZ
  3. Willowbrook High School
    Jul 2018 – Jun 2019Villa Park, IL
  4. Northwestern Mutual Life Insurance Company
    Jun 2019 – May 2024Knoxville, TN
  5. Northwestern Mutual Investment Services LLC
    Jun 2019 – May 2024Knoxville, TN
  6. Northwestern Mutual Wealth Management Company
    Oct 2019 – May 2024Knoxville, TN
  7. LPL Financial LLC
    May 2024 – Dec 2024Knoxville, TN
  8. MassMutual Life Insurance Co
    Apr 2025 – no end date reportedKnoxville, TN
  9. MML Investors Services, LLC
    Apr 2025 – no end date reportedKnoxville, TN
  10. Unemployed
    Dec 2024 – Mar 2025Knoxville, TN
  11. Innovative Planning Group
    May 2024 – Dec 2024Knoxville, TN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About MML Investors Services, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Estimated blended rate
0.01

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
5,037
Offices listed on AdvisorFinder:
26
Main office:
Springfield, MA
SEC file number:
801-44264

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 3, 2026

View full firm profile

Other advisors at MML Investors Services, LLC

Showing 12 of 5,037 in the directory

View MML Investors Services, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lauren Levy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Lauren Levy (MML Investors Services) - Fees & Credentials