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Laurice Furnifold Rhem

Investment Adviser Representative at First Citizens Asset Management, Inc

Raleigh, NCCRD #4056677Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
Exams Passed
10

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Laurice Furnifold Rhem is an investment adviser representative in Raleigh, NC, currently registered with First Citizens Asset Management, Inc and First Citizens Investor Services, Inc. They have worked in the securities industry since 2000 and have been registered with 4 firms, including LPL Financial LLC and Wachovia Securities, LLC. They have passed 10 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina
Broker:
40 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nebraska, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/20/2007
Series 65
Uniform Investment Adviser Law Examination
Passed 8/20/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 1/28/2000
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/18/2007
Series 7
General Securities Representative Examination
Passed 12/8/2000
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/9/2000
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/3/2006
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/28/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

First Citizens Asset Management, IncCurrent
7/2/2026 – Raleigh, NC
First Citizens Investor Services, Inc.Current
2/14/2022 – Raleigh, NC
LPL Financial LLC
11/7/2008 – 12/20/2021Fort Mill, SC
Wachovia Securities, LLC
3/27/2007 – 11/4/2008Charlotte, NC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial Services
    Nov 2008 – Dec 2021Charlotte, NC
  2. First Citizens Investor Services
    Jan 2022 – no end date reportedRaleigh, NC
  3. First Citizens Asset Management
    Jul 2026 – no end date reportedRaleigh, NC
  4. FCAM
    Jul 2026 – no end date reportedRaleigh, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About First Citizens Asset Management, Inc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Checking, savings, credit cards, mortgages, loans, retirement accounts, investments, insurance, cash management, risk management, international banking, asset-based lending, capital markets, commercial real estate, treasury management, and merchant services

Retirement PlanningFinancial PlanningEstate PlanningTax PlanningInsuranceCharitable GivingBusiness PlanningCash Flow PlanningRisk Management
Firm areas of expertise
Personal BankingSmall Business BankingCommercial BankingWealth ManagementInvestmentsMortgagesInsuranceTreasury ManagementInternational BankingRisk ManagementCommercial Real Estate+1 more

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
64
Offices listed on AdvisorFinder:
26
Main office:
Raleigh, NC
SEC file number:
801-79917

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 27, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Laurice Furnifold Rhem has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Laurice Furnifold Rhem (First Citizens Asset Management)