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Laurie Jo Ketterling

Investment Adviser Representative at RIA ADVISORY GROUP, LLC

Sioux Falls, SDCRD #5862749Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
MinnesotaSouth Dakota
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/15/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 12/21/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/10/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

RIA Advisory Group, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RIA ADVISORY GROUP, LLCCurrent
8/6/2020Sioux Falls, SD
VISIONPOINT ADVISORY GROUP
4/6/20188/11/2020Sioux Falls, SD
PRINCIPAL SECURITIES, INC.
10/18/20122/12/2018Luverne, MN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Laurie Jo Ketterling has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Laurie Jo Ketterling - Financial Advisor in Sioux Falls, SD | AdvisorFinder