Keaton Falk
Investment Adviser Representative at RIA Advisory Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Keaton Falk is an investment adviser representative with RIA Advisory Group, LLC in Sioux Falls, SD, where they have been registered since 2024. They have worked in the securities industry since 2022 and were previously registered with Ameritas Advisory Services, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in South Dakota.
Registrations & licenses
- Investment adviser:
- South Dakota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Speedway MotorsSep 2016 – Mar 2020Lincoln, NE
- Speedway PropertiesMar 2020 – Jun 2022Lincoln, NE
- Ameritas Advisory Services, LLCAug 2022 – no end date reportedLincoln, NE
- Ameritas Insurance CompanyAug 2022 – no end date reportedLincoln, NE
- Ameritas Investment Company, LLCNov 2022 – no end date reportedLincoln, NE
- Ameritas Wealth AdvisorsJul 2022 – Jul 2024Lincoln, NE
- Envision Wealth NetworkJul 2022 – no end date reportedLincoln, NE
- ResolveJan 2024 – no end date reportedLincoln, NE
- RIA Advisory Group, LLCJul 2024 – no end date reportedSioux Falls, SD
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About RIA Advisory Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Portfolio management, retirement strategies, risk management, estate strategies, life insurance, and tailored financial services for HNW/UHNW clients.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 24
- Offices listed on AdvisorFinder:
- 6
- Main office:
- Des Moines, IA
- SEC file number:
- 801-117837
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 23, 2026
View full firm profileOther advisors at RIA Advisory Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Keaton Falk has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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