Lawrence Alan Barocas
Investment Adviser Representative at Snowden Capital Advisors LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lawrence Alan Barocas is an investment adviser representative with Snowden Capital Advisors LLC in San Antonio, TX, where they have been registered since 2017. They have worked in the securities industry since 1997 and have been registered with 3 firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California, New York, and Texas.
Registrations & licenses
- Investment adviser:
- California, New York, Texas
- Broker:
21 states and territories
Arizona, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Indiana, Massachusetts, Michigan, New Hampshire, New York, North Carolina, Ohio, Tennessee, Texas, Utah, Virgin Islands, Virginia, Washington, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2009 – Apr 2017San Antonio, TX
- Snowden Lane PartnersApr 2017 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Snowden Capital Advisors LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $100,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 121
- Offices listed on AdvisorFinder:
- 16
- Main office:
- New York, NY
- SEC file number:
- 801-72332
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 18, 2026
View full firm profileOther advisors at Snowden Capital Advisors LLC
Showing 12 of 121 in the directory
Similar advisors in San Antonio, TX
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lawrence Alan Barocas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched