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Lawrence Michael Natale

Investment Adviser Representative at PKS ADVISORY SERVICES, LLC

Albany, NYCRD #2379172Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
21 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lawrence Michael Natale has worked in the securities industry since 1993. They are registered to provide investment advisory services in 21 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 21 states
ArizonaArkansasCaliforniaColoradoConnecticutFloridaGeorgiaIndianaMarylandMassachusettsMichiganMinnesotaMontanaNew HampshireNew JerseyNew YorkNorth CarolinaSouth CarolinaTexasUtahVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/4/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 8/19/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 4/28/2005
Series 7
General Securities Representative Examination
Passed 5/11/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/19/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

PKS Advisory Services, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PKS ADVISORY SERVICES, LLCCurrent
4/30/2021Albany, NY
PURSHE KAPLAN STERLING INVESTMENTSCurrent
4/22/2021Altamont, NY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
11/21/20165/6/2021Albany, NY
MERRILL LYNCH PIERCE FENNER & SMITH INC.
5/17/20015/31/2002Albany, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lawrence Michael Natale has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Lawrence Michael Natale - Financial Advisor in Albany, NY | AdvisorFinder