Leah Kathryn Givens-Tarkenton
Investment Adviser Representative at Level FOUR Advisory Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Leah Kathryn Givens-Tarkenton is an investment adviser representative with Level FOUR Advisory Services in Wilson, NC, where they have been registered since 2026, the year they entered the securities industry. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Level Four Advisory ServicesMay 2021 – no end date reportedDallas, TX
- East Carolina UniversityAug 2017 – May 2021Greenville, NC
- Ralph L. Fike High SchoolAug 2014 – May 2017Wilson, NC
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Level FOUR Advisory Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $40,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fee-based financial planning, capital management (equity and fixed income SMA strategies, asset allocation, crypto, alternative investments), insurance and risk management (life, long-term care, Medicare, annuities), corporate retirement planning, estate planning, tax planning, investment management, business solutions (exit planning, employee retention, executive benefits, buy-sell consulting), and sports and entertainment financial services.
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 146
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Dallas, TX
- SEC file number:
- 801-66368
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 11, 2026
View full firm profileOther advisors at Level FOUR Advisory Services
Showing 12 of 146 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leah Kathryn Givens-Tarkenton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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