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Lee Edward Tuxhorn

Investment Adviser Representative at State FARM Investment Management Corp.

N Little Rock, ARCRD #4441342Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lee Edward Tuxhorn is an investment adviser representative with State FARM Investment Management Corp. in N Little Rock, AR, where they have been registered since 2019. They have worked in the securities industry since 2002 and were previously registered with Morgan Stanley. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arkansas and Oklahoma.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Arkansas, Oklahoma
Broker:
2 states and territories

Arkansas, Oklahoma

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/12/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 1/5/2002
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/28/2001
Series 7
General Securities Representative Examination
Passed 10/16/2001

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

State FARM Investment Management Corp.Current
1/25/2019 – N Little Rock, AR
State FARM VP Management Corp.Current
12/1/2004 – North Little Rock, AR
Morgan Stanley
11/26/2002 – 6/18/2004Little Rock, AR

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LEE Tuxhorn Insurance Agency
    May 2008 – no end date reportedNorth Little Rock, AR
  2. State FARM VP Management Corp
    May 2008 – no end date reportedNorth Little Rock, AR
  3. State Farm Investment Management Corp
    Oct 2018 – no end date reportedN. Little Rock, AR

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About State FARM Investment Management Corp.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Investment Companies

Client types the firm serves

IndividualsHigh Net WorthInvestment Companies

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
7,007
Offices listed on AdvisorFinder:
1
Main office:
Bloomington, IL
SEC file number:
801-8184

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lee Edward Tuxhorn has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Lee Edward Tuxhorn (State FARM Investment Management)