Lee S Mason
Investment Adviser Representative at Thrivent Investment Management Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lee S. Mason is an investment adviser representative in Minneapolis, MN, currently registered with Thrivent Investment Management Inc. and Thrivent Advisor Network, LLC. They have worked in the securities industry since 2008 and have been registered with 5 firms, including Edward Jones and Oppenheimer & Co. Inc. They have passed 9 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Arizona.
Office
Advisors at this office: 250
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona
- Broker:
2 states and territories
Arizona, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Oppenheimer & Co. Inc.Apr 2016 – Apr 2019Scottsdale, AZ
- Edward JonesApr 2019 – Jul 2021Tempe, AZ
- Robinhood Financial, LLCJul 2021 – Oct 2022Tempe, AZ
- Thrivent Advisor Network, LLCJan 2023 – no end date reportedMesa, AZ
- COYO AZ DeliveriesDec 2022 – Jan 2023Chandler, AZ
- UnemployedOct 2022 – Dec 2022Mesa, AZ
- PKS InvestmentsApr 2023 – Mar 2024Albany, NY
- Thrivent Investment Management IncApr 2024 – no end date reportedMinneapolis, MN
- Thrivent FinancialApr 2024 – no end date reportedAppleton, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Thrivent Investment Management Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,163
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Minneapolis, MN
- SEC file number:
- 801-29618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Thrivent Investment Management Inc.
Showing 12 of 3,163 in the directory
Similar advisors in Minneapolis, MN
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lee S Mason has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched