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Lee W Northern

Investment Adviser Representative at ALPHASTAR CAPITAL MANAGEMENT

Sarasota, FLCRD #5029425Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lee W. Northern has worked in the securities industry since 2008. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/6/2005
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/6/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0225
Source

Alphastar Capital Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALPHASTAR CAPITAL MANAGEMENTCurrent
12/15/2025Sarasota, FL
TRAJAN WEALTH, L.L.C.
12/3/202410/28/2025Lakewood Ranch, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
4/10/202412/2/2024Bradenton, FL
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
8/29/202310/25/2023Holmes Beach, FL
CHARLES SCHWAB & CO., INC.
5/28/20203/14/2023Temple Terrace, FL
USAA INVESTMENT MANAGEMENT COMPANY
1/8/20185/24/2020San Antonio, TX
USAA FINANCIAL PLANNING SERVICES
8/25/20151/8/2018Tampa, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
12/2/20148/12/2015Saint Petersburg, FL
USAA FINANCIAL PLANNING SERVICES
12/11/20088/5/2013San Diego, CA
USAA INVESTMENT MANAGEMENT COMPANY
9/19/200712/31/2008Phoenix, AZ
USAA FINANCIAL PLANNING SERVICES
3/20/20069/13/2007Phoenix, AZ
USAA FINANCIAL PLANNING SERVICES
3/7/20063/14/2006Phoenix, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lee W Northern has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lee W Northern - Financial Advisor in Sarasota, FL | AdvisorFinder