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Leigha Ann Shepard

Investment Adviser Representative at MIDWEST FINANCIAL GROUP LLC

Overland Park, KSCRD #2479376Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Leigha Ann Shepard has worked in the securities industry since 1998. They have passed the Series 65, 63, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Kansas and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
KansasTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/2/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 11/18/1996
SIE
Securities Industry Essentials Examination
Passed 5/11/2015
Series 7
General Securities Representative Examination
Passed 11/4/1996
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/2/2003
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 8/22/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Midwest Financial Group LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MIDWEST FINANCIAL GROUP LLCCurrent
5/11/2015Overland Park, KS
VSR ADVISORY SERVICES
12/9/20055/11/2015Overland Park, KS
H&R BLOCK FINANCIAL ADVISORS, INC.
6/25/200312/15/2005Overland Park, KS
MERRILL LYNCH PIERCE FENNER & SMITH INC.
12/30/199711/6/2002Overland Park, KS

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leigha Ann Shepard has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Leigha Ann Shepard - Financial Advisor in Overland Park, KS | AdvisorFinder