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Leon Joseph Colafrancesco

Investment Adviser Representative at SEAMOUNT FINANCIAL GROUP INC

Colorado Springs, COCRD #1024686Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
44 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Leon Joseph Colafrancesco has worked in the securities industry since 1982. They have passed the Series 65, 63, 24, and 7 examinations. They are registered to provide investment advisory services in California, Colorado, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaColoradoTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/12/1996
Series 63
Uniform Securities Agent State Law Examination
Passed 5/14/1990
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/16/1982
Series 24
General Securities Principal Examination
Passed 9/8/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Source

Seamount Financial Group Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLCCurrent
7/8/2025Colorado Springs, CO
SEAMOUNT FINANCIAL GROUP INCCurrent
6/3/1999Colorado Springs, CO
GROVE POINT INVESTMENTS, LLC
10/8/19995/1/2025Tustin, CA
HAGERTY, STEWART & ASSOCIATES, INC.
2/22/198310/8/1999San Diego, CA
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
1/25/19823/14/1984

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View SEAMOUNT FINANCIAL GROUP INC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leon Joseph Colafrancesco has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Leon Joseph Colafrancesco - Financial Advisor in Colorado Springs, CO | AdvisorFinder