Leonard Daniel Neeley
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Leonard Daniel Neeley is an investment adviser representative with Charles Schwab & Co., Inc. in Cincinnati, OH, where they have been registered since 2025. They have worked in the securities industry since 2015 and have been registered with 8 firms, including Empower Advisory Group, LLC and TD Ameritrade Investment Management, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Ohio.
Office
Advisors at this office: 22
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
11 states and territories
Florida, Georgia, Illinois, Indiana, Kentucky, Michigan, Nevada, New York, Ohio, South Carolina, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Fidelity Brokerage Services, LLCMar 2015 – Jun 2017Covington, KY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2017 – Feb 2018Cincinnati, OH
- BANK OF America, N.A.Jul 2017 – Feb 2018Cincinnati, OH
- Fidelity Brokerage Services LLCFeb 2018 – May 2019Covington, KY
- Fidelity Personal AND Workplace AdvisorsJul 2018 – May 2019Boston, MA
- TD Ameritrade, Inc.Jun 2019 – Dec 2022Cincinnati, OH
- TD Ameritrade Investment Management, LLCJun 2019 – Dec 2022Cincinnati, OH
- Charles Schwab & Co., Inc.Jan 2022 – Mar 2024Cincinnati, OH
- Empower Advisory Group, LLCMar 2024 – Jul 2025Greenwood Village, CO
- Empower Financial Services, IncMar 2024 – Jul 2025Greenwood Village, CO
- Charles Schwab BANK, SSBNov 2022 – Mar 2024Cincinnati, OH
- N/aJul 2025 – Oct 2025Union, KY
- Charles Schwab & Co., Inc.Oct 2025 – no end date reportedCincinnati, OH
- Charles Schwab BANK, SSBOct 2025 – no end date reportedCincinnati, OH
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leonard Daniel Neeley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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