Leonardo Ramirez
Investment Adviser Representative at AE Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Leonardo Ramirez is an investment adviser representative with AE Wealth Management, LLC in Jersey City, NJ, where they have been registered since 2025. They have worked in the securities industry since 2007 and have been registered with 4 firms, including ESI Financial Advisors and Fortis Capital Advisors, LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New Jersey.
Registrations & licenses
- Investment adviser:
- New Jersey
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Aegis Capital CorpMar 2015 – Jun 2017New York, NY
- Aegis Capital CorpSep 2017 – Jan 2021New York, NY
- Madison Avenue Securities, LLCJan 2021 – Nov 2022San Diego, CA
- Infinex Investments, Inc.Nov 2022 – Apr 2023Meriden, CT
- Amalgamated BANKNov 2022 – Apr 2023New York, NY
- Fortis Capital Advisors, LLCJun 2023 – Aug 2024Reno, NV
- National LIFE GroupNov 2024 – Sep 2025New York, NY
- Equity Services IncFeb 2025 – Sep 2025Montpelier, VT
- AE Wealth Management, LLCOct 2025 – no end date reportedTopeka, KS
- Dynamic Wealth Strategies, Inc.Oct 2025 – no end date reportedPalm Beach Garden, FL
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About AE Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 454
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Topeka, KS
- SEC file number:
- 801-107319
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at AE Wealth Management, LLC
Showing 12 of 454 in the directory
Similar advisors in Jersey City, NJ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Leonardo Ramirez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched