Liam Settle
Investment Adviser Representative at Raymond James & Associates, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Liam Settle is an investment adviser representative with Raymond James & Associates, Inc. in Kirkland, WA, where they have been registered since 2026. They have worked in the securities industry since 2024 and have been registered with 3 firms, including J.p. Morgan Securities LLC and Nylife Securities LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Washington.
Office
Advisors at this office: 20
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Washington
- Broker:
1 state or territory
Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Comoto/Cycle Gear IncMay 2022 – May 2023Bellingham, WA
- Schwartz Brothers RestaurantsNov 2017 – May 2022Seattle, WA
- Arena SportsNov 2015 – Mar 2018Seattle, WA
- Dukes SeafoodJun 2023 – Sep 2023Seattle, WA
- New York Life Insurance CompanyJan 2024 – Jul 2024Bellevue, WA
- NYLIFE Securities, LLCDec 2023 – Jul 2024Bellevue, WA
- All My Sons Moving and StorageJan 2024 – Sep 2024Tukwila, WA
- JP Morgan Chase BANK, N.A.Sep 2024 – Jan 2026Seattle, WA
- J.p. Morgan Securities LLCSep 2024 – Jan 2026Seattle, WA
- The Marketeers Advertising & Marketing LLCMar 2020 – Mar 2020Mountlake Terrace, WA
- UPSNov 2018 – Jan 2019Seattle, WA
- UnemployedOct 2023 – Nov 2023Bellingham, WA
- Raymond James & Associates, Inc.Apr 2026 – no end date reportedKirkland, WA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James & Associates, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5,717
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Petersburg, FL
- SEC file number:
- 801-10418
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 25, 2026
View full firm profileOther advisors at Raymond James & Associates, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Liam Settle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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