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Lindsey E Neal

Investment Adviser Representative at T. ROWE Price Advisory Services, Inc.

Stewartstown, PACRD #7484528Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lindsey E. Neal is an investment adviser representative with T. ROWE Price Advisory Services, Inc. in Stewartstown, PA, where they have been registered since 2025. They have worked in the securities industry since 2022 and were previously registered with Charles Schwab & Co., Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Maryland and Pennsylvania.

Office

4525 Painters Mill Road
Owings Mills, MD 21117

Advisors at this office: 124

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Maryland, Pennsylvania
Broker:
53 states and territories

Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/1/2022
Series 7
General Securities Representative Examination
Passed 7/7/2022
SIE
Securities Industry Essentials Examination
Passed 6/3/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

T. ROWE Price Investment Services, Inc.Current
3/24/2025 – Stewartstown, PA
T. ROWE Price Advisory Services, Inc.Current
3/24/2025 – Owings Mills, MD
Charles Schwab & Co., Inc.
11/13/2024 – 3/8/2025Towson, MD
T. ROWE Price Advisory Services, Inc.
8/2/2022 – 11/12/2024Owings Mills, MD

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. T. Rowe Price
    Nov 2021 – Oct 2024Owings Mills, MD
  2. Sephora
    Feb 2021 – Nov 2021Owings Mills, MD
  3. Lush Cosmetics
    Dec 2019 – Feb 2021Baltimore, MD
  4. Charles Schwab & Co., Inc.
    Oct 2024 – Feb 2025Towson, MD
  5. Charles Schwab Bank, SSB
    Oct 2024 – Feb 2025Towson, MD
  6. T. Rowe Price
    Mar 2025 – Aug 2026Owings Mills, MD
  7. Starbucks
    Oct 2018 – Nov 2019Towson, MD
  8. Towson University
    Jun 2016 – Oct 2019Towson, MD
  9. Onedigital Investment Advisors LLC
    Aug 2026 – no end date reportedOverland Park, KS

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About T. ROWE Price Advisory Services, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Other
Firm account minimum
$250,000 (waivable)

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small Businesses

Client types the firm serves

IndividualsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
463
Offices listed on AdvisorFinder:
3
Main office:
Owings Mills, MD
SEC file number:
801-58098

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 26, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lindsey E Neal has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Lindsey E Neal (T. ROWE Price Investment Services)