Lindsey Patricia Strand
Investment Adviser Representative at Northwestern Mutual Investment Services,llc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lindsey Patricia Strand is an investment adviser representative with Northwestern Mutual Investment Services,llc in Carlsbad, CA, where they have been registered since 2018. They have worked in the securities industry since 2015 and were previously registered with Dunham & Associates Investment Counsel, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
2 states and territories
California, Tennessee
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TD AmeritradeFeb 2018 – Jun 2018San Diego, CA
- Dunham and AssociatesJun 2018 – Aug 2018San Diego, CA
- Dunham and AssociatesMay 2017 – Feb 2018San Diego, CA
- Kirk Bradford StiewelJun 2015 – May 2017Carlsbad, CA
- David BalfourSep 2015 – May 2017Carlsbad, CA
- Andrew David RubinAug 2016 – May 2017Carlsbad, CA
- Jonathan D SearleSep 2015 – May 2017Carlsbad, CA
- Northwestern Mutual Investment Services LLCApr 2015 – May 2017Carlsbad, CA
- Northwestern Mutual Wealth Management CompanyMar 2016 – May 2017Milwaukee, WI
- Andrew RubinAug 2018 – no end date reportedCarlsbad, CA
- Jonathan RubinAug 2018 – no end date reportedCarlsbad, CA
- Tony JelsoAug 2018 – no end date reportedCarlsbad, CA
- Kirk StiewelAug 2018 – no end date reportedCarlsbad, CA
- Northwestern Mutual Investment Services LLCAug 2018 – no end date reportedCarlsbad, CA
- Jonathan D SearleJan 2019 – Jun 2019San Diego, CA
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Northwestern Mutual Investment Services,llc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Carlsbad, CA
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lindsey Patricia Strand has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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