Lisa A Berndt
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lisa A. Berndt is an investment adviser representative with Transamerica Financial Advisors, LLC in Jacksonville, FL, where they have been registered since 2023. They have worked in the securities industry since 2015. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Florida.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
3 states and territories
Florida, New Jersey, Oklahoma
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- COTY US - Prestige (LANC)Oct 2007 – no end date reportedNew York, NY
- Transamerica Financial Advisors, IncDec 2015 – no end date reportedJacksonville, FL
- World Financial Group, Inc.Jan 2015 – no end date reportedJacksonville, FL
- CITY OF Jacksonville BeachFeb 2005 – Nov 2018Jacksonville Beach, FL
- JAX Beach FestivalsMar 2014 – no end date reportedJacksonville Beach, FL
- DebtmericaJul 2018 – Mar 2022Jacksonville, FL
- Trident Consulting AND ServicesNov 2018 – no end date reportedJacksonville Beach, FL
- AllworkNov 2018 – no end date reportedEdison, NJ
- Legal ShieldJan 2020 – no end date reportedOklahoma, OK
- College Loan FreedomOct 2018 – no end date reportedHenderson, NV
- United Financial FreedomMay 2020 – no end date reportedDraper, UT
- Adamy LawFeb 2021 – no end date reportedJacksonville, FL
- US Processing Solutions CompanyOct 2022 – no end date reportedHuntington Beach, CA
- WealthWaveJan 2016 – no end date reportedJacksonville, FL
- Adamis GroupApr 2024 – no end date reportedNew York, NY
- NDM ServicesJun 2024 – no end date reportedJacksonville, FL
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa A Berndt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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