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Lisa Ann Kelly

Investment Adviser Representative at FEDERMANN FINANCIAL ADVISORS INC.

Rocky Point, NYCRD #5110571Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
States Registered
1 states
Exams Passed
1

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lisa Ann Kelly has worked in the securities industry since 2021. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/15/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Federmann Financial Advisors Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FEDERMANN FINANCIAL ADVISORS INC.Current
6/23/2021Rocky Point, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at FEDERMANN FINANCIAL ADVISORS INC.

2 other advisors in the directory

View FEDERMANN FINANCIAL ADVISORS INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa Ann Kelly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Lisa Ann Kelly - Financial Advisor in Rocky Point, NY | AdvisorFinder