AdFi
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FEDERMANN FINANCIAL ADVISORS INC.

SEC Registered

Caring, Confident, and Committed Financial Planners

ROCKY POINT, NYhttps://fedadvisors.com631-981-1904
Assets Under Management
$100M–$500M
Employees
3
Office Locations
1 office
Total Accounts
167

About the firm

Federmann Financial Advisors Inc. is a Registered Investment Advisor based in Rocky Point, NY, offering financial planning and wealth management services. The firm provides independent advice, takes its fiduciary responsibility seriously, and puts client needs first.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net Worth

Areas of expertise

Financial PlanningWealth ManagementInvestment ManagementFiduciaryIndependent Advice

Services

Financial planning and wealth management, including one-on-one attention to form personalized financial plans and enhancing financial structures through investment management.

Who they serve

Client segmentClientsAssets managed
Individuals (Non-HNW)24$13M
High Net Worth Individuals34$96M

0 total clients reported on Form ADV.

Leadership

Lisa Ann Kelly
PRESIDENT/CHIEF COMPLIANCE OFFICER

Office locations

1 office in 1 state
NY
ROCKY POINTHQ

Advisors at this firm

3 advisors in the directory

Regulatory & compliance

CRD number
#129975
SEC Number
801-71273
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Hourly / Flat Fee

Data as of February 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. FEDERMANN FINANCIAL ADVISORS INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

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