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Lisa Lynn Roccaforte

Investment Adviser Representative at THE MAIN STREET GROUP

Glen Allen, VACRD #2535949Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lisa Lynn Roccaforte has worked in the securities industry since 1994. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Virginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/13/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 9/21/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/17/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/19/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

THE MAIN Street Group Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THE MAIN STREET GROUPCurrent
10/15/2015Glen Allen, VA
LPL FINANCIAL LLC
2/25/201511/13/2015Glen Allen, VA
INFINEX INVESTMENTS, INC.
6/1/20082/25/2015Glen Allen, VA
BI INVESTMENTS, LLC
10/22/20036/1/2008Glen Allen, VA
BI INVESTMENTS, LLC
9/8/200310/16/2003Glen Allen, VA
UVEST FINANCIAL SERVICES AND/OR COMPASS CAPITAL
5/25/20009/22/2003Mechanicsville, VA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at THE MAIN STREET GROUP

8 other advisors in the directory

View THE MAIN STREET GROUP firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa Lynn Roccaforte has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Lisa Lynn Roccaforte - Financial Advisor in Glen Allen, VA | AdvisorFinder