Lloyd Edward Shaw
Investment Adviser Representative at Valic Financial Advisors, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lloyd Edward Shaw is an investment adviser representative with Valic Financial Advisors, Inc. in Addison, TX, where they have been registered since 2021. They have worked in the securities industry since 2004 and have been registered with 3 firms, including Principal Securities, Inc. and USAA Investment Management Company. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
- Broker:
1 state or territory
Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- USAA Financial Advisors IncSep 2014 – Jul 2019Addison, TX
- USAA Financial Planning ServicesSep 2014 – Jul 2019Addison, TX
- USAA Investment Management CompanyJan 2018 – Jul 2019Addison, TX
- Principal LIFE Insurance CompanyMar 2020 – Jul 2021Addison, TX
- Principal Securities Inc.Mar 2020 – Jul 2021Addison, TX
- Valic Financial Advisors, Inc.Sep 2021 – Sep 2026Addison, TX
- AGIADec 2022 – Sep 2026Addison, TX
- Nordstrom Inc.Nov 2023 – Dec 2025Dallas, TX
- THE Vanguard Group, Inc.Sep 2026 – no end date reportedPlano, TX
- Vanguard Marketing CorporationSep 2026 – no end date reportedPlano, TX
- Vanguard Advisers, Inc.Sep 2026 – no end date reportedPlano, TX
- University OF North TexasAug 2019 – May 2026Murphy, TX
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Valic Financial Advisors, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Retirement plan services including saving and contribution planning, educational resources, and participant account management
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,271
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Houston, TX
- SEC file number:
- 801-54952
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 13, 2026
View full firm profileOther advisors at Valic Financial Advisors, Inc.
Showing 12 of 1,271 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lloyd Edward Shaw has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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