Lloyd H Coleman
Investment Adviser Representative at Transamerica Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lloyd H. Coleman is an investment adviser representative with Transamerica Financial Advisors, LLC in Las Vegas, NV, where they have been registered since 2026. They have worked in the securities industry since 2018 and were previously registered with Transamerica Financial Advisors, Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Nevada.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Nevada
- Broker:
3 states and territories
Arizona, California, Nevada
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- WealthWaveSep 2023 – no end date reportedLas Vegas, NV
- Transamerica Financial Advisors, IncMar 2017 – Nov 2022Las Vegas, NV
- TLM Investment Properties LLCMay 2009 – Nov 2022Topeka, KS
- Solid vision Leadership Development, IncJul 2018 – Dec 2018Las Vegas, NV
- Transamerica Financial Advisors, IncOct 2023 – Dec 2025Las Vegas, NV
- WfgiaSep 2014 – no end date reportedLas Vegas, NV
- DAY Three Holding, Inc.Apr 2013 – no end date reportedLas Vegas, NV
- ART OF InsuranceSep 2023 – Sep 2025Las Vegas, NV
- Wealth WAVESep 2023 – no end date reportedLas Vegas, NV
- LSPN Pro, LLCJul 2021 – Nov 2022Lindon, UT
- DAY Three, LLCApr 2013 – no end date reportedLas Vegas, NV
- Transamerica Financial AdvisorsMay 2026 – no end date reportedLas Vegas, NV
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Transamerica Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,109
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Philadelphia, PA
- SEC file number:
- 801-38618
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Transamerica Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lloyd H Coleman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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