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Lore Marie Gordon

Investment Adviser Representative at RMR WEALTH MANAGEMENT

New York, NYCRD #1603850Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
38 yrs
States Registered
6 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lore Marie Gordon has worked in the securities industry since 1988. They are registered to provide investment advisory services in Connecticut, Florida, Maryland, New Jersey, New York, and Vermont.

Registrations & licenses

Registration type
Dual-registered
Registered in 6 states
ConnecticutFloridaMarylandNew JerseyNew YorkVermont
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/21/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 2/17/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/17/1987
Series 24
General Securities Principal Examination
Passed 1/31/2014
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 12/18/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

RMR Wealth Management Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RMR WEALTH MANAGEMENTCurrent
2/15/2013New York, NY
MML INVESTORS SERVICES, INC.
5/11/200012/7/2010New York, NY
CHASE INVESTMENT SERVICES CORP.
9/18/19961/28/2000Chicago, IL
CHEMICAL INVESTMENT SERVICES CORP.
8/18/19949/18/1996
NATWEST INVESTOR SERVICES CORPORATION
9/24/19928/9/1994New York, NY
USLIFE EQUITY SALES CORP.
9/17/19917/13/1992New York, NY
LEHMAN BROTHERS INC.
11/18/19878/23/1990New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/21/198710/29/1987

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RMR WEALTH MANAGEMENT

6 other advisors in the directory

View RMR WEALTH MANAGEMENT firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lore Marie Gordon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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