Lori Ann Day
Investment Adviser Representative at Integrity Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lori Ann Day is an investment adviser representative with Integrity Financial Advisors, LLC in Simi Valley, CA, where they have been registered since 2023. They have worked in the securities industry since 2014 and have been registered with 5 firms, including BLUE Ocean Capital Management, LLC and Virtue Capital Management, LLC. They have passed the Series 65 (investment adviser) exam. They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- DAY Street Financial & Insurance Services, LLCJan 2010 – no end date reportedSimi Valley, CA
- Horter Investment Management, LLCFeb 2015 – Sep 2019Cincinnati, OH
- Virtue Capital Management, LLCSep 2019 – Apr 2021Brentwood, TN
- Blue Ocean Capital Management, LLCSep 2020 – no end date reportedSimi Valley, CA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Integrity Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Firm account minimum
- $5,000,000 (waivable)
- On the first $1 Million1.00%
- On the next $4 Million0.75%
- Above $5 Million0.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth management and tax optimization, including holistic financial planning, risk-managed investment strategies, and tailored client-centric financial plans covering all phases of life.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Woburn, MA
- SEC file number:
- 801-121305
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 26, 2026
View full firm profileOther advisors at Integrity Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lori Ann Day has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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