AdFi
LC

Louis Christopher Ambrosio

Investment Adviser Representative at BEACON POINTE ADVISORS, LLC

Jericho, NYCRD #1388011Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Louis Christopher Ambrosio has worked in the securities industry since 1991. They have passed the Series 65, 63, 24, 10, 9, and 7 examinations. They are registered to provide investment advisory services in Florida and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaNew York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/14/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 7/3/1991
SIE
Securities Industry Essentials Examination
Passed 2/14/2018
Series 7
General Securities Representative Examination
Passed 6/14/1991
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/7/2006
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 6/29/2004
Series 24
General Securities Principal Examination
Passed 12/30/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Beacon Pointe Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BEACON POINTE ADVISORS, LLCCurrent
8/29/2025Jericho, NY
AMORE AMBRO, LLC
3/29/20219/12/2025Palm Beach Gardens, FL
RBC CAPITAL MARKETS, LLC
1/10/20062/14/2018Jericho, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BEACON POINTE ADVISORS, LLC

Showing 12 of 473 in the directory

View BEACON POINTE ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Louis Christopher Ambrosio has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched