Louis John Larosa Jr
Investment Adviser Representative at Wells Fargo Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Louis John Larosa Jr. is an investment adviser representative with Wells Fargo Advisors in Charlotte, NC, where they have been registered since 2026. They have worked in the securities industry since 2023 and have been registered with 3 firms, including J.p. Morgan Securities LLC and CUSO Financial Services, L.P. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina.
Office
Advisors at this office: 2
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina
- Broker:
1 state or territory
North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J.p. Morgan Securities LLCNov 2025 – May 2026Charlotte, NC
- Jpmorgan Chase BANK, N.A.Nov 2025 – May 2026Charlotte, NC
- UnemployedFeb 2025 – Oct 2025Charlotte, NC
- Allegacy Federal Credit UnionJun 2024 – Jan 2025Charlotte, NC
- Teachers Insurance Annuity AssociateOct 2023 – Jun 2024Charlotte, NC
- UnemployedAug 2023 – Sep 2023Charlotte, NC
- LPL Financial ServicesApr 2023 – Jul 2023Fort Mill, SC
- Wells Fargo NAMay 2022 – Apr 2023Charlotte, NC
- UnemployedMar 2022 – Apr 2022Charlotte, NC
- TruistJan 2022 – Feb 2022Charlotte, NC
- UnemployedDec 2021 – Dec 2021Charlotte, NC
- Fifth Third BankMar 2021 – Nov 2021Charlotte, NC
- UnemployedFeb 2021 – Feb 2021Charlotte, NC
- Wells FargoJan 2018 – Jan 2021Charlotte, NC
- Prime Communications LPOct 2017 – Jan 2018Charlotte, NC
- Title Boxing ClubSep 2015 – Dec 2017Charlotte, NC
- Wells Fargo Clearing Services, LLCJun 2026 – no end date reportedCharlotte, NC
- Wells Fargo BANK, NAJun 2026 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wells Fargo Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14,697
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-37967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Wells Fargo Advisors
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Louis John Larosa Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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