Louis Kevin Jeffries Jr
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Louis Kevin Jeffries Jr. is an investment adviser representative with LPL Enterprise, LLC in Hadley, MA, where they have been registered since 2024. They have worked in the securities industry since 2005 and have been registered with 7 firms, including Prudential Financial Planning Services and Lincoln Financial Advisors Corporation. They have passed 7 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut, Florida, Illinois, Massachusetts, and Rhode Island.
Registrations & licenses
- Investment adviser:
- Connecticut, Florida, Illinois, Massachusetts, Rhode Island
- Broker:
14 states and territories
Alabama, Connecticut, Florida, Illinois, Maine, Massachusetts, Michigan, Missouri, New Hampshire, New York, Ohio, Rhode Island, Vermont, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Scottrade, Inc.Jul 2009 – Feb 2018East Longmeadow, MA
- TD Ameritrade, Inc.Feb 2018 – Jan 2021East Longmeadow, MA
- TD Ameritrade Investment Management, LLCFeb 2018 – Dec 2020Omaha, NE
- Pruco Securities, LLCDec 2022 – Nov 2024Haldey, MA
- The Prudential Insurance Company of AmericaDec 2022 – no end date reportedHaldey, MA
- Scottrade Investment ManagementNov 2016 – Feb 2018Saint Louis, MO
- Lincoln Financial Advisors CorporationFeb 2021 – Dec 2022Hadley, MA
- LPL Enterprise, LLCNov 2024 – no end date reportedHadley, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Louis Kevin Jeffries Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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