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Louis Lorenzo Eastman

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Dixon, ILCRD #1634071Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
9 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Louis Lorenzo Eastman has worked in the securities industry since 1987. They are registered to provide investment advisory services in 9 U.S. states.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 9 states
ArizonaFloridaIllinoisIndianaIowaNevadaSouth CarolinaVirginiaWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/7/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 1/10/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 62
Corporate Securities Limited Representative Examination
Passed 11/11/1994
Series 22
Direct Participation Programs Representative Examination
Passed 10/13/1989
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/20/1987
Series 24
General Securities Principal Examination
Passed 11/8/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
12/11/2013Dixon, IL
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.Current
3/31/2003Morrison, IL
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
3/31/200312/11/2013Lakeland, FL
CONTINENTAL CAPITAL INVESTMENT SERVICES
11/24/19983/31/2003Dixon, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Louis Lorenzo Eastman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Louis Lorenzo Eastman - Financial Advisor in Dixon, IL | AdvisorFinder