AdFi
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Berthel Fisher & Company Financial Services, Inc.

SEC Registered

Scale Your Practice with a Relationship-First Partner

Cedar Rapids, IAberthel.com319-447-5700
Assets Under Management
$500M–$1B
Year Founded
1985
Office Locations
25 offices
Total Accounts
3352

About the firm

Berthel Fisher Companies (BFC) is a privately owned financial services firm founded in 1985 by Tom Berthel and Fred Fisher in Cedar Rapids, Iowa. The firm supports independent financial professionals with investment products, advisory services, and a dedicated home office team. With over 40 years of stability, BFC serves 360+ advisors across the country and manages $15B+ in assets.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthPension/Profit SharingCorporations

Areas of expertise

Independent Broker-dealerInvestment AdvisoryWealth ManagementInsuranceRegistered Investment AdvisorFinancial ServicesMulti-generational Leadership

Services

Investment products, advisory services, and home office support providing tools and programs to help independent financial professionals grow their businesses and meet their clients' needs.

Who they serve

Independent financial professionals

Leadership

Thomas Joseph Berthel
CEO/CHAIRMAN OF THE BOARD/PRESIDENT (A/O 11/9/17)
Berthel Fisher & Company
100% OWNER
Thomas Joseph Berthel
COMMON STOCK SHAREHOLDER

Office locations

25 offices in 19 states
IA
Cedar RapidsHQ
ND
Minot
IA
Burlington
KS
Atchison
TX
Sulphur Springs
PA
Pittsburgh
FL
Sarasota
OH
Toledo
GA
Suwanee
CO
Edwards
NC
Graham
KS
Lawrence
MN
Plymouth
CA
Sacramento
OR
Eugene
MT
Helena
CA
Sacramento
MI
Bloomfield Hills
AZ
Peoria
OH
Harrison
ND
Bismarck
IL
Northbrook
IL
Forsyth
IN
Zionsville
UT
Midvale

Advisors at this firm

82 advisors in the directory

Philip Conrad McWilliams
Investment Adviser Representative
Dual-registered
James Welby Troutman
Investment Adviser Representative
Dual-registered
Tim Alan Hohulin
Investment Adviser Representative
Dual-registered
Craig M Fredrickson
Investment Adviser Representative
Dual-registered
Scott Callis Barcomb
Investment Adviser Representative
Dual-registered
Michael Patrick Butterworth
Investment Adviser Representative
Dual-registered
Rickey Richard Tiedemann
Investment Adviser Representative
Dual-registered
Jean Iafrate Schneider
Investment Adviser Representative
Dual-registered
Richard Ralph Buller
Investment Adviser Representative
Dual-registered
Michael James Delehanty
Investment Adviser Representative
Dual-registered
Michael McDyer
Investment Adviser Representative
Dual-registered
Fraser Macpherson Horn
Investment Adviser Representative
Dual-registered
Robert Lane Johnson
Investment Adviser Representative
Dual-registered
James Kenneth Beakas
Investment Adviser Representative
Dual-registered
Dudley Marvin Irwin II
Investment Adviser Representative
Dual-registered
Louis Lorenzo Eastman
Investment Adviser Representative
Dual-registered
Gregory Edward Szabo
Investment Adviser Representative
Dual-registered
Brian Eric Cantel
Investment Adviser Representative
Dual-registered
Patrick David Reding
Investment Adviser Representative
Dual-registered
Yvonne Curry
Investment Adviser Representative
Dual-registered
Kerry Glen Judd
Investment Adviser Representative
Dual-registered
Harry Mark Purcel
Investment Adviser Representative
Dual-registered
Jody Lee Weis
Investment Adviser Representative
Dual-registered
Shelley Rae Davenport
Investment Adviser Representative
Dual-registered
Charles Thomas Cammack Jr
Investment Adviser Representative
Dual-registered
Misty Lynn Childs
Investment Adviser Representative
Dual-registered
Roselyn Faye Wilkinson
Investment Adviser Representative
Dual-registered
Patrick Anthony Deorio
Investment Adviser Representative
Dual-registered
Enrico Giovanni Cacciapuoti
Investment Adviser Representative
Dual-registered
Charles Michael Haddad
Investment Adviser Representative
Dual-registered
Jonathan Todd Pyne
Investment Adviser Representative
Dual-registered
Arthur Thomas Roth II
Investment Adviser Representative
Dual-registered
Robert Earl Beard
Investment Adviser Representative
Dual-registered
Joseph Robert Weinbauer
Investment Adviser Representative
Dual-registered
Genevieve Garcia Mar
Investment Adviser Representative
Dual-registered
Thomas Carlos Nieves
Investment Adviser Representative
Dual-registered
Heinz Erhard Ickert
Investment Adviser Representative
Dual-registered
Kevin Craig Koslofski
Investment Adviser Representative
Dual-registered
Marissa Dawn Nehlsen
Investment Adviser Representative
Dual-registered
Lois E Gough Lopez
Investment Adviser Representative
Dual-registered
James Andrew Cecil
Investment Adviser Representative
Dual-registered
Andrew James Christofferson
Investment Adviser Representative
Dual-registered
Alan Matthew Sabo
Investment Adviser Representative
Dual-registered
Paul Gregory Busino
Investment Adviser Representative
Dual-registered
Bradford Todd Williams
Investment Adviser Representative
Dual-registered
Deborah Renae Jessee
Investment Adviser Representative
Dual-registered
Randy Austin Wilcox
Investment Adviser Representative
Dual-registered
Jason Christopher Cook
Investment Adviser Representative
Dual-registered
Lester Lovell Holmes
Investment Adviser Representative
Dual-registered
Elwyn Leroy Brown
Investment Adviser Representative
Dual-registered
Laura Elizabeth Dawson
Investment Adviser Representative
Dual-registered
David Scott Downey
Investment Adviser Representative
Dual-registered
Deborah Anne Hanson
Investment Adviser Representative
Dual-registered
Ritchie Lynn Hoffman
Investment Adviser Representative
Dual-registered
Richard John Johnson
Investment Adviser Representative
Dual-registered
Michael Todd Shinn
Investment Adviser Representative
Dual-registered
Amanda Rae Cooney
Investment Adviser Representative
Dual-registered
Alexander Schaefer
Investment Adviser Representative
Dual-registered
Joanna Marie Schaul
Investment Adviser Representative
Dual-registered
Chrystle Lynne Vesco
Investment Adviser Representative
Dual-registered
Andrew Austin Johnson
Investment Adviser Representative
Dual-registered
Robert Charles Meyer
Investment Adviser Representative
Dual-registered
Spencer Allen Mills
Investment Adviser Representative
Dual-registered
Tetyana Vyacheslavovna Haddad
Investment Adviser Representative
Dual-registered
Christopher Joseph Deleonardo
Investment Adviser Representative
Dual-registered
Sergio Humberto Gallego
Investment Adviser Representative
Dual-registered
Scott Foster Hoskins
Investment Adviser Representative
Dual-registered
Matthew Richard Samek
Investment Adviser Representative
Investment Adviser Representative
Nathan Thomas Crouch
Investment Adviser Representative
Dual-registered
Peyton James Wagner
Investment Adviser Representative
Dual-registered
Payton Toshio Boyea
Investment Adviser Representative
Dual-registered
Meggan Eron Urban
Investment Adviser Representative
Dual-registered
Scott Anthony Childs
Investment Adviser Representative
Investment Adviser Representative
Renae Lynn Polensky
Investment Adviser Representative
Dual-registered
Heath David Slain
Investment Adviser Representative
Dual-registered
John J. Wernke
Investment Adviser Representative
Dual-registered
Noor El Houda Bucholz
Investment Adviser Representative
Dual-registered
Lucius Williamson Jr
Investment Adviser Representative
Dual-registered
Patrick James Senger
Investment Adviser Representative
Dual-registered
Gail Caroline Kaczmarowski
Investment Adviser Representative
Dual-registered
Thomas Joseph Berthel
Investment Adviser Representative
Dual-registered
William Kendrick Venables
Investment Adviser Representative
Dual-registered

Regulatory & compliance

CRD number
#13609
SEC Number
801-62277
Disciplinary History
No
Fees & Minimums
Fee arrangements the firm reports: AUM / Commission / Hourly / Flat Fee
Minimum: $25,000 (waivable)

Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Berthel Fisher & Company Financial Services, Inc. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Berthel Fisher & Company Financial Services - Firm Profile