BF
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
SEC RegisteredScale Your Practice with a Relationship-First Partner
CEDAR RAPIDS, IAhttps://berthel.com319-447-5700
Assets Under Management
$500M–$1B
Year Founded
1985
Employees
100
Office Locations
25 offices
Total Accounts
3352
About the firm
Berthel Fisher Companies (BFC) is a privately owned financial services firm founded in 1985 by Tom Berthel and Fred Fisher in Cedar Rapids, Iowa. The firm supports independent financial professionals with investment products, advisory services, and a dedicated home office team. With over 40 years of stability, BFC serves 360+ advisors across the country and manages $15B+ in assets.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthState/Municipal
Areas of expertise
Independent Broker-dealerInvestment AdvisoryWealth ManagementInsuranceRegistered Investment AdvisorFinancial ServicesMulti-generational Leadership
Services
Investment products, advisory services, and home office support providing tools and programs to help independent financial professionals grow their businesses and meet their clients' needs.
Who they serve
Independent financial professionals
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 3,278 | $720M |
| High Net Worth Individuals | 45 | $161M |
| Charitable Organizations | 10 | $5.0M |
6 total clients reported on Form ADV.
Leadership
Thomas Joseph Berthel
CEO/CHAIRMAN OF THE BOARD/PRESIDENT (A/O 11/9/17)
Berthel Fisher & Company
100% OWNER
Thomas Joseph Berthel
COMMON STOCK SHAREHOLDER
Office locations
25 offices in 19 states
IA
CEDAR RAPIDSHQ
ND
MINOT
IA
BURLINGTON
KS
ATCHISON
TX
SULPHUR SPRINGS
PA
PITTSBURGH
FL
SARASOTA
OH
TOLEDO
GA
SUWANEE
CO
EDWARDS
NC
GRAHAM
KS
LAWRENCE
MN
PLYMOUTH
CA
SACRAMENTO
OR
EUGENE
MT
HELENA
CA
SACRAMENTO
MI
BLOOMFIELD HILLS
AZ
PEORIA
OH
HARRISON
ND
BISMARCK
IL
NORTHBROOK
IL
FORSYTH
IN
ZIONSVILLE
UT
MIDVALE
Advisors at this firm
Showing 100 of 232
Robert Wayne Bagby Jr
Investment Adviser Representative
Mark Bakkum
Investment Adviser Representative
Edward James Balmes
Investment Adviser Representative
Chase J Baute
Investment Adviser Representative
James Kenneth Beakas
Investment Adviser Representative
Ryan Paul Benning
Investment Adviser Representative
Jason Jerome Bernat
Investment Adviser Representative
Tarick Luke Bernat
Investment Adviser Representative
Thomas Joseph Berthel
Investment Adviser Representative
Terry Lee Betzelberger
Investment Adviser Representative
Scott Michael Brannan
Investment Adviser Representative
Dylan Daniel Brooks
Investment Adviser Representative
Richard Ralph Buller
Investment Adviser Representative
Paul Gregory Busino
Investment Adviser Representative
Michael Patrick Butterworth
Investment Adviser Representative
Scott Callis Barcomb
Investment Adviser Representative
Robert Earl Beard
Investment Adviser Representative
Matthew Neal Bins-Castronovo
Investment Adviser Representative
James Augustus Bowers
Investment Adviser Representative
Payton Toshio Boyea
Investment Adviser Representative
Elwyn Leroy Brown
Investment Adviser Representative
Noor El Houda Bucholz
Investment Adviser Representative
Elton Albert Bueche
Investment Adviser Representative
James Robert Caldwell Jr.
Investment Adviser Representative
John William Cameron
Investment Adviser Representative
Charles Thomas Cammack Jr
Investment Adviser Representative
Brian Eric Cantel
Investment Adviser Representative
George Gregory Casey
Investment Adviser Representative
Paige Nichole Christofferson
Investment Adviser Representative
Jason Christopher Cook
Investment Adviser Representative
Brian Patrick Corrigan
Investment Adviser Representative
Larry Landon Coyle
Investment Adviser Representative
Glenn Herbert Cray
Investment Adviser Representative
Enrico Giovanni Cacciapuoti
Investment Adviser Representative
Ion Valentin Cangea
Investment Adviser Representative
Nancy Corrine Carrel
Investment Adviser Representative
James Andrew Cecil
Investment Adviser Representative
Misty Lynn Childs
Investment Adviser Representative
Scott Anthony Childs
Investment Adviser Representative
Andrew James Christofferson
Investment Adviser Representative
Lori Ann Clem
Investment Adviser Representative
Amanda Rae Cooney
Investment Adviser Representative
Nathan Thomas Crouch
Investment Adviser Representative
Yvonne Curry
Investment Adviser Representative
Shelley Rae Davenport
Investment Adviser Representative
Phillip Stephen Dedinsky
Investment Adviser Representative
Michael James Delehanty
Investment Adviser Representative
Frank Thomas Delurgio
Investment Adviser Representative
James Hubbard Diffly
Investment Adviser Representative
Edward James Dougherty
Investment Adviser Representative
David Scott Downey
Investment Adviser Representative
Randall E Duggan
Investment Adviser Representative
Laura Elizabeth Dawson
Investment Adviser Representative
Christopher Joseph Deleonardo
Investment Adviser Representative
Patrick Anthony Deorio
Investment Adviser Representative
Shane Michael Desherlia
Investment Adviser Representative
Amy L. Duncan
Investment Adviser Representative
Eric Alexander Duncan
Investment Adviser Representative
Louis Lorenzo Eastman
Investment Adviser Representative
David Raymond Falk
Investment Adviser Representative
Craig M Fredrickson
Investment Adviser Representative
Thomas David Falk
Investment Adviser Representative
Terrence Robert Fergen
Investment Adviser Representative
Peter Jon Ferraro
Investment Adviser Representative
Andrew Lee Feyerabend
Investment Adviser Representative
Thomas Joseph Fogerty
Investment Adviser Representative
William David Fok
Investment Adviser Representative
Austin James Francis
Investment Adviser Representative
William Gebhart
Investment Adviser Representative
Lucas Scott Gray
Investment Adviser Representative
Thomas G Gresham
Investment Adviser Representative
Becky Jane Groves
Investment Adviser Representative
Robert John Gustafson
Investment Adviser Representative
Sergio Humberto Gallego
Investment Adviser Representative
Andrew Jake Geiger
Investment Adviser Representative
Akhil Venkata Giri
Investment Adviser Representative
Lois E Gough Lopez
Investment Adviser Representative
Steven Alan Gundy
Investment Adviser Representative
Charles Michael Haddad
Investment Adviser Representative
Tetyana Vyacheslavovna Haddad
Investment Adviser Representative
Robert Boris Hardcastle
Investment Adviser Representative
Charles William Heil III
Investment Adviser Representative
Patrice Irene Henjum
Investment Adviser Representative
Ritchie Lynn Hoffman
Investment Adviser Representative
William James Holowatuk
Investment Adviser Representative
Fraser Macpherson Horn
Investment Adviser Representative
Richard J Horvath
Investment Adviser Representative
Scott Foster Hoskins
Investment Adviser Representative
Darin Lee Hughes
Investment Adviser Representative
Deborah Anne Hanson
Investment Adviser Representative
Paul Gerard Hardin
Investment Adviser Representative
Sean Hardin
Investment Adviser Representative
Brett David Heiniger
Investment Adviser Representative
Trevor David Heitland
Investment Adviser Representative
Tim Alan Hohulin
Investment Adviser Representative
Lester Lovell Holmes
Investment Adviser Representative
Scott Allen Hume
Investment Adviser Representative
David R Hurlbut
Investment Adviser Representative
Heinz Erhard Ickert
Investment Adviser Representative
Dudley Marvin Irwin II
Investment Adviser Representative
Regulatory & compliance
CRD number
#13609
SEC Number
801-62277
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Commission / Hourly / Flat Fee
Minimum: $25,000 (waivable)
Data as of March 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Website
berthel.comPhone
319-447-5700Find an advisor that fits
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Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.