Lucas Kane
Investment Adviser Representative at Principal Asset Management
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Lucas Kane is an investment adviser representative with Principal Asset Management in West Des Moines, IA, where they have been registered since 2026. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Capital Client Group, Inc. and Harbour Investments, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Iowa.
Registrations & licenses
- Investment adviser:
- Iowa
- Broker:
1 state or territory
Iowa
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cambridge Inv. Research Inc./ Cambridge Inv. Research Adv. Inc.Sep 2020 – May 2022Fairfield, IA
- Luther CollegeAug 2014 – May 2018Decorah, IA
- Luther CollegeAug 2014 – May 2018Decorah, IA
- Wellmark Blue Cross Blue ShieldMay 2017 – Aug 2017Des Moines, IA
- Luther CollegeAug 2017 – May 2018Decorah, IA
- Hand In Hand Inc.May 2018 – Aug 2018Marion, IA
- University of IowaAug 2018 – Dec 2019Iowa City, IA
- Cambridge Investment Research Inc.May 2019 – Aug 2019Fairfield, IA
- Real Estate Research CorporationDec 2019 – Sep 2020West Des Moines, IA
- Habour Investments, Inc./ Triangle Financial Svcs.May 2022 – Jul 2025West Des Moines, IA
- Capital Group / Capital client Group, Inc.Aug 2025 – Jul 2026Carmel, IN
- Principal Funds DistributorJul 2026 – no end date reportedDes Moines, IA
- Principal Asset ManagementJul 2026 – no end date reportedDes Moines, IA
- Principal Securities, Inc.Jul 2026 – no end date reportedDes Moines, IA
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Asset Management
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 124
- Offices listed on AdvisorFinder:
- 20
- Main office:
- Des Moines, IA
- SEC file number:
- 801-55959
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of May 28, 2026
View full firm profileOther advisors at Principal Asset Management
Showing 12 of 124 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lucas Kane has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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