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Lucas Scott Gray

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Independence, IACRD #6495438Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
11 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
ArizonaFloridaIowaKansasLouisianaMinnesotaMissouriNebraskaOklahomaVirginiaWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/2/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 10/18/2017
Series 52
Municipal Securities Representative Examination
Passed 5/31/2024
Series 7
General Securities Representative Examination
Passed 1/19/2024
SIE
Securities Industry Essentials Examination
Passed 2/20/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/26/2015
Series 4
Registered Options Principal Examination
Passed 12/30/2024
Series 53
Municipal Securities Principal Examination
Passed 12/2/2024
Series 24
General Securities Principal Examination
Passed 2/23/2024

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
12/16/2025Independence, IA
NATIONS FINANCIAL GROUP, INC.
2/6/202412/12/2025Cedar Rapids, IA
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7/2/202012/22/2020Independence, IA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lucas Scott Gray has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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