Luis Ernesto Garcia Estrada
Investment Adviser Representative at BCU Wealth Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Luis Ernesto Garcia Estrada is an investment adviser representative in Santa Ana, CA, currently registered with BCU Wealth Advisors, LLC and LPL Financial LLC. They have worked in the securities industry since 2020 and were previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in California and Illinois.
Registrations & licenses
- Investment adviser:
- California, Illinois
- Broker:
16 states and territories
Arizona, California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Minnesota, Nevada, Ohio, Oregon, Puerto Rico, Texas, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2019 – Jan 2023Hollywood, CA
- Bank of America, N.A.Jul 2019 – Jan 2023Hollywood, CA
- MUFG Union BankDec 2018 – Jul 2019Centruy City, CA
- PNB baribas, Bank of the WestJan 2018 – Aug 2018San Jose, CA
- Wells Fargo Bank N.A.Oct 2013 – Dec 2017San Jose, CA
- UnemployedAug 2018 – Dec 2018San Jose, CA
- Premier America Credit UnionJan 2023 – Feb 2023Burbank, CA
- LPL Financial LLCJan 2023 – no end date reportedSanta Ana, CA
- BCU Wealth AdvisorsFeb 2024 – no end date reportedSanta Ana, CA
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About BCU Wealth Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
BCU Wealth Advisors offers customized wealth management plans, broad-based financial planning, retirement planning, insurance, and investment strategies including a Guided Wealth Portfolios digital investment experience.
Client types the firm serves
Firm assets under management
$500M–$1B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 16
- Offices listed on AdvisorFinder:
- 15
- Main office:
- Vernon Hills, IL
- SEC file number:
- 801-81122
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 2, 2026
View full firm profileOther advisors at BCU Wealth Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Luis Ernesto Garcia Estrada has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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