Luke Marcus Gowargy
Investment Adviser Representative at LPL Enterprise, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Luke Marcus Gowargy is an investment adviser representative with LPL Enterprise, LLC in Shelton, CT, where they have been registered since 2024. They have worked in the securities industry since 2024 and were previously registered with Prudential Financial Planning Services. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut.
Office
Advisors at this office: 51
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Connecticut
- Broker:
10 states and territories
Connecticut, Florida, Maine, Massachusetts, New York, Ohio, Rhode Island, Tennessee, Vermont, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Pruco Securities LLCMar 2024 – Nov 2024Shelton, CT
- Full-time educationMay 2014 – May 2019Wilton, CT
- Gofer Ice CreamJun 2019 – Jul 2020Darien, CT
- UnemployedAug 2020 – Sep 2020Wilton, CT
- Sign of the WhaleSep 2020 – Oct 2020Stamford, DE
- Full-time EducationNov 2020 – May 2021Stamford, CT
- Imperial Electronic AssemblyMay 2021 – Aug 2021Brookfield, CT
- Full-time EducationSep 2021 – May 2022Storrs, CT
- Sign of the WhaleMay 2022 – Aug 2022Stamford, CT
- Full-time EducationSep 2022 – May 2023Storrs, CT
- UnemployedJun 2023 – Aug 2023Wilton, CT
- Shorehaven Golf ClubAug 2023 – Nov 2023Norwalk, CT
- Full-time EducationSep 2023 – Jan 2024Storrs, CT
- UnemployedJan 2024 – Mar 2024Wilton, CT
- The Prudential Insurance Company of AmericaJul 2024 – Oct 2026Shelton, CT
- LPL Enterprise, LLCNov 2024 – Oct 2026Shelton, CT
- MML Investors Services LLCOct 2026 – no end date reportedShelton, CT
- MassMutual Life Insurance CoOct 2026 – no end date reportedShelton, CT
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About LPL Enterprise, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 3,088
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Fort Mill, SC
- SEC file number:
- 801-130883
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 15, 2026
View full firm profileOther advisors at LPL Enterprise, LLC
Showing 12 of 3,088 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Luke Marcus Gowargy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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