Luke Thomas Mokma
Investment Adviser Representative at Stratos Wealth Partners, Ltd
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Luke Thomas Mokma is an investment adviser representative in Ladera Ranch, CA, currently registered with Stratos Wealth Partners, Ltd and LPL Financial LLC. They have worked in the securities industry since 2020 and have been registered with 6 firms, including Osaic Wealth, Inc. and KOA Wealth Management, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in California.
Registrations & licenses
- Investment adviser:
- California
- Broker:
1 state or territory
California
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- The Bishoff Financial GroupMay 2015 – Dec 2021Worthington, OH
- Cambridge Investment Research, Inc.Nov 2017 – Dec 2021Fairfield, IA
- Ohio Dominican, Columbus State & Franklin UniversitySep 2013 – Dec 2017Columbus, OH
- Cambridge Investment Research Advisors, Inc.Mar 2020 – Dec 2021Fairfield, IA
- UnemployedDec 2021 – Jul 2022Rancho Mission Viejo, CA
- Koa Wealth Management, LLCJul 2022 – Apr 2024Encinitas, CA
- Personal Capital Advisors CorporationOct 2022 – Oct 2022Rancho Mission Viejo, CA
- Cambridge Investment Research, IncMay 2024 – Nov 2025Fairfield, IA
- The Bishoff Financial GroupMay 2024 – Feb 2026Gahanna, OH
- Osaic Wealth, Inc.Nov 2025 – Feb 2026Gahanna, OH
- LPL Financial LLCMar 2026 – no end date reportedRedwood City, CA
- Stratos Wealth Partners, Ltd.Mar 2026 – no end date reportedRedwood City, CA
Official records & sources
Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stratos Wealth Partners, Ltd
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Firm account minimum
- $10,000 (waivable)
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Tailored wealth management, financial planning, investment strategies, and insurance services
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 392
- Offices listed on AdvisorFinder:
- 25
- Main office:
- Beachwood, OH
- SEC file number:
- 801-71457
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Stratos Wealth Partners, Ltd
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Luke Thomas Mokma has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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