M. Shannon Dana
Investment Adviser Representative at Western Wealth Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
M. Shannon Dana is an investment adviser representative in Greenwood Village, CO, currently registered with Western Wealth Management LLC and LPL Financial LLC. They have worked in the securities industry since 2001 and have been registered with 7 firms, including Cetera Advisor Networks LLC and Qa3 Financial LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Colorado.
Office
Advisors at this office: 11
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Colorado
- Broker:
16 states and territories
Arizona, California, Colorado, Florida, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Michigan, Nevada, Oregon, Pennsylvania, South Dakota, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- College FOR Financial PlanningJul 2005 – no end date reportedGreenwood Village, CO
- DC & Associates, Inc Advanced Financial SolutionsApr 2004 – no end date reportedGreenwood Village, CO
- Pinnacle Advanced Planners, IncJul 2007 – no end date reportedGreenwood Village, CO
- LPL Financial LLCApr 2016 – no end date reportedGreenwood Village, CO
- Western Wealth Management LLCApr 2016 – no end date reportedGreenwood Village, CO
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Western Wealth Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Fee-based financial and retirement planning, including balance sheet analysis, cash-flow analysis, written goals and objectives, capital needs analysis, debt reduction study, current vs. proposed investment analysis, and implementation checklist
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 112
- Offices listed on AdvisorFinder:
- 41
- Main office:
- Golden, CO
- SEC file number:
- 801-107762
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 9, 2026
View full firm profileOther advisors at Western Wealth Management LLC
Showing 12 of 112 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. M. Shannon Dana has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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